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How to make a with-profits funds complaint

Before taking your with-profits funds complaint to the FOS you must first complain to the firm that sold you the policy.

Most reputable companies will have a code of practice and a complaints procedure which can usually be found on their website. Obtain a copy so you can be sure that they are handling your complaint correctly and that you are following the correct procedure.

Put your complaint in writing and clearly explain what the problem is and what you want the company to do to rectify the situation. In this case you feel that you were mis-sold your investment as a result of poor advice, and would like to be put back into the position you would have been had you not taken out a with-funds policy i.e. a full refund of your original investment plus 8% statutory interest.

If you have already been charged an MVA, then request it to be refunded as the company did not make it clear in their policy documents that this would be charged, and had you known about it you would not have taken out the policy.

Set out the facts logically and clearly, and include any paperwork that supports your complaint.

Send your letter by recorded delivery so you have proof the company received it.

(For a more help on how to make an effective complaint please see our "How to make a complaint" guide.)

If you are not satisfied with the company's response then you may forward your case to the FOS. Details on how to do this can be found on their website.

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