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Consumer Law Blog

How to make a claim for mis-sold PPI

by Bradley Askew 07 June 2011

Payment Protection Insurance (PPI) is a financial product which is designed to cover repayments of your debts if you suddenly become unable to work because of illness or losing your job.  PPI is a good concept in itself, but the way that it is forcefully sold often leaves consumers unhappy and financially damaged. Financial advisors that sell PPI have been heavily criticised for using unreasonable and dishonest tactics to force consumers to take out a PPI policy even when it is not even needed.

If you believe this has happened to you then you may have been mis-sold PPI and it would be worth your while making a claim against the company that mis-sold you the PPI and get a refund.

The law and FSA

The rules which companies need to follow when selling PPI are set out by the statutory regulator of the insurance industry; the Financial services Authority (FSA). The rules are in the FSA regulatory handbook are known as the Insurance Conduct of Business Standards or ICOBS for short.

The Financial Services and Markets Act 2000 states that a breach of the FSA regulations are actionable at the suit of private individuals. In other words, anyone who believes that they have suffered as a result of a PPI company who have breached the FSA rules will be able to take legal action against the PPI company.

Negotiating with the PPI company

The process in making a claim for mis-sold PPI is to attempt to resolve the issue directly with the company that mis-sold the PPI. Because the FSA rules require every authorised financial business to have a complaints handling procedure in place, the company must investigate your PPI claim and respond to you in writing.

PPI companies will often make an offer of a partial refund or token payment to try and persuade you to drop your claim. If you decide to accept this offer you will not be able to take any further action. If you reject the partial refund offer and repeat your demand for a full refund on the grounds that the policy was mis-sold to you, then you can continue with your full claim.

Taking further legal action

By law, the PPI company should respond to your complaint within about 8 weeks, but they can request additional time to perform their own investigation, if this is the case then they will write to you to explaining this. You should allow them to complete their enquiries just so long as they do so within a reasonable timescale.

If the PPI company fails to respond after 8 weeks, or rejects your complaint then you will need to consider taking further legal action.

From here th3e first thing you should do is to refer the matter to the Financial Ombudsman Service. This independent complaint handler was set up by the government to deal with consumer's complaints against authorised financial business. The Ombudsman Service is entirely free to use and its decisions will be legally binding on the PPI company.

Next you should make a claim against the PPI company through your local county court. If your claim is worth less than £5000 it will be dealt with under the court's small claims procedure; a relatively quick and informal process. If the claim is worth more than £5000 the normal rules of procedure will apply and you may end up incurring court fees and solicitor's costs if you lose your case.

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